Open Research Index

Lovász's bound on the Shannon capacity

Juan Pablo Traverso Gianini

Palomar Registrypalomar/PALOMAR-2026-10-21-000003Oct 21, 2026math.COscore 0

A Lean 4 / Mathlib formalization of Lovász's orthonormal-representation bound on the independence number (if u is an orthonormal representation of G with handle c and 1 ≤ t (c·u_i)² for every vertex, then α(G) ≤ t), of its multiplicativity under strong powers (α(G^⊠k) ≤ t^k), and of its application to the pentagon: α(C₅^⊠k)² ≤ 5^k for every k, Shannon's α(C₅^⊠2) = 5, and hence the Shannon capacity Θ(C₅) = √5. Mathlib has independence numbers but neither strong graph products nor the Shannon capacity.

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